Dr. James Schultz - Summer 2015 - Course Materials

Principles of Finance - FINC 311

Syllabus

Reading Assignments

Chapter 1 - Due 1.20.15

Pay special attention to:

When you finish this chapter, you should be able to answer #5, #8, #10, #15 in the "Questions" on page 19

Chapter 2 - Due 1.22.15

Pay special attention to:

Not responsible for:

When you finish this chapter, you should be able to answer #5, #6, #9, #12 in the "Questions" on page 38

Chapter 3 - Due 1.27.15

Pay special attention to:

Not responsible for:

When you finish this chapter, you should be able to answer #5, #7, #10 in the "Questions" on page 67

You are NOT responsible for the following ratios from chapter 3 (all others you should study): ACP, A/R Turnover, APP, A/P Turnover, Fixed Asset TO, Sales to Working Capital, Fixed-charge Coverage Ratio

For the DuPont Analysis on page 59, you only need to study/understand this interpretation of the ratio: ROE = PM x TATO x EM

Chapter 4 - Due 2.3.15

When you finish this chapter, you should be able to answer #2, #3, #4, #6 in the "Questions" on page 90 

Chapter 5 - Due 2.3.15

When you finish this chapter, you should be able to answer #1, #5, #9 in the "Questions" on page 115 

Chapter 6 - Due 3.5.15

Not responsible for:

When you finish this chapter, you should be able to answer #1, #5, #12 in the "Questions" on page 146

Chapter 7 - Due 3.10.15

When you finish this chapter, you should be able to answer #5, #10, #13 in the "Questions" on page 172 

Chapter 8 - Due. 3.12.15

Not responsible for:

When you finish this chapter, you should be able to answer #8, #9 in the "Questions" on page 200

Chapter 10 - Due 4.7.15

Not responsible for:

When you finish this chapter, you should be able to answer #1, #4, and #9 in the "Questions" on page 246

Chapter 9 - Due 4.9.15

When you finish this chapter, you should be able to answer #4, #5, and #10 in the "Questions" on page 221

Chapter 11 - Due 4.16.15

Not responsible for:

When you finish this chapter, you should be able to answer #1 and #4 in the "Questions" on page 268

Chapter 13 - Due 4.21.15

Not responsible for:

Practice Problems

Chapter 2: 3,4,5,7,13,14

Chapter 3: 5,6,7(pm,roe,roa),11,12,15,19,20,22,23,24

Chapter 4: 4,9,11,15,17,21,23,29,33,39

Chapter 5: 3,5,7,10,19,20,21,23,32,33,41,45,46,47

Combined 4/5 Problems: 1,3,7

Chapter 6: 13,14,21,22,23,25,27,28

Chapter 7: 19-22,27,29,33,34

Chapter 9: 1,2,13,14

Chapter 10: 1,2,3,5,7,9,18,21,23

Chapter 11: 1,3,10,13,15,18,19

Chapter 13: 1,2,8,9,19

Extra TVM Practice

Extra Financial Statement Practice

Extra Bond Practice

Extra Stock Practice

Extra E(R) + Standard Deviation Practice

CAPM Practice

Extra WACC Practice #1

Extra WACC Practice #2

Practice Problems Solutions

Chapter 2

Chapter 3

Extra Financial Statement Practice

Chapter 4

Chapter 5

Chapter 4 & 5 Combo Problems

Extra TVM Practice

Chapter 6

Chapter 7

Extra Bond Practice (Solutions)

Extra Stock Practice (Solutions)

Chapter 9

Chapter 10

Chapter 11

Extra WACC #1 (Solutions)

Extra WACC #2 (Solutions)

Quiz Solutions

Quiz #2

Previous Exams

Exam #1 (Blank)

Exam #1 (Solutions)

Exam #2 (Blank)

Exam #2 (Solutions)

Spring 2014 - Exam #2

Spring 2014 - Final Exam

YouTube Videos

TVM Calculator Practice #1

TVM Calculator Practice #2

Extra TVM - Retirement

Extra TVM - Bob's Mortgage

Chapter 3 - Problem #20

Chapter 4 - Problem #39

Chapter 5 - Problem #45

Chapter 6 - Problem #25

Chapter 6 - Bond Math

Extra Bond Set - #3 and #4

Chapter 7 - Problem #29

Chapter 7 - Problem #33

Extra E(R) & Standard Deviation Set

Extra WACC Set

NPV & IRR Calculations in the Calculator

Exam Solutions

Spring 2015 - Exam #1

Spring 2015 - Exam #2

Investments - FINC 512

Syllabus

Reading Assignments

Chapter 1 - Due 6.16.15

Please read the entire chapter

When you finish this chapter, you should be able to answer all 6 questions in the "Basic" section on page 23

Chapter 3 - Due 6.16.15

Pay special attention to:

When you finish this chapter, you should be able to answer #4, #6, #7, #9 in the "Basic" section on page 79

Chapter 13 - Due 6.23.15

Pay special attention to:

When you finish this chapter, you should be able to answer #1, #3 in the "Basic" section on page 436

Technical Analysis - Due 6.23.15

Go to babypips.com and read through grades 1-4 in their "school" section (this is a currency/foreign exchange website, but their discussion on TA is outstanding.)

Pay special attention to: 

Chapter 15 - Due 6.30.15

Pay special attention to:

Not responsible for:

When you finish this chapter, you should be able to answer #1  in the "Basic" section on page 511

Chapter 16 - Due 6.30.15

From this chapter, you are only responsible for:

When you finish this chapter, you should be able to answer #4  in the "Basic" section on page 552

Chapter 17 - Due 6.30.15

Pay special attention to:

Not responsible for:

When you finish this chapter, you should be able to answer #6 and #7  in the "Basic" section on page 589

Chapter 2 - Due 7.5.15

Pay special attention to:

When you finish this chapter, you should be able to answer #2, #4, #8  in the "Basic" section on page 50

Chapter 10 - Due 7.7.15

Pay special attention to:

When you finish this chapter, you should be able to answer #4 and #7 in the "Basic" section on page 329

Chapter 11 - Due 7.7.15

Pay special attention to:

When you finish this chapter, you should be able to answer #1 and #5 in the "Basic" section on page 360

Chapter 5 -

Pay special attention to:

When you finish this chapter, you should be able to answer #1 and #4 in the "Basic" section on page 141

Chapter 6 -

Pay special attention to:

Not responsible for"

When you finish this chapter, you should be able to answer #1, #2 and #4 in the "Basic" section on page 183

Chapter 8 -

Pay special attention to:

Not responsible for"

When you finish this chapter, you should be able to answer #2, #3, and #5 in the "Basic" section on page 258

Practice Problems

Chapter 3: 15-21, 23

LOB Practice #1

LOB Practice #2

Chapter 13: 5,7,10,13,14,15,16,18,19

Exchange Rate Practice

Chapter 15: 5,6,7,10,12,13,15,27(b,c)

Chapter 16: 1,2,3

Extra Options #1

Extra Options #2

Extra Options #3

Advanced Options #1

Advanced Options #2

Chapter 5: 5, 12(a,b,c),13,14,1 (from CFA section)

Chapter 5 Extra Practice

Risk Aversion

Covariance #1

Covariance #2

Portfolio Rebalancing

Practice Problems Solutions

Chapter 3

Chapter 13

Chapter 15

LOB Practice #1

LOB Practice #2

Exchange Rate Practice

Extra Options #1

Extra Options #2

Extra Options #3

Advanced Options #1

Advanced Options #2

Chapter 5

Chapter 5 Extra Practice

Risk Aversion

Covariance #1

Covariance #2

Portfolio Rebalancing

Quiz Solutions

Quiz #1

Previous Exams

Midterm

Midterm Solution

Final

Final Solution

Main ToS Project

Project Guidelines

Trade Report Template

Average FA Example

Great FA Example

Average TA Example

Great TA Example

Link to create Think or Swim papermoney account: https://www.thinkorswim.com/tos/displayPage.tos?webpage=paperMoney

Smaller Projects

Earnings Calls Guidelines

YouTube Video Links

Fundamental Analysis Example #1

Fundamental Analysis Example #2 (Earnings Call)

Technical Analysis Example #1 (Support and Resistance)

Technical Analysis Example #2 (IBM and FB)

TOS TUTORIAL: How to set up OCO orders

TOS TUTORIAL: Trading options

TOS TUTORIAL: How to buy and sell stock

TOS TUTORIAL: Reading your account statement

TOS TUTORIAL: Building a Watchlist & Understanding your monitor tab

Margin - Part 1

Margin - Part 2

Finding Short Squeeze and PEG Info

Short oil trade - December 3, 2014

FB earnings strangle - October 28, 2014

Short call spread - October 22, 2014

NKE pin bar - February 26, 2014

Fiber analysis - November 7, 2013

Call spreads and straddles - April 17, 2013

Fiber analysis - February 17, 2013

Exam Solutions

Banking and Financial Management - FINC 513

Syllabus

Reading Assignments

Chapter 1 - Due 6.13.14

Chapter 2 - Due 6.13.14

You are only responsible for the following sections:

Qualitative Questions on page 68: 3,4,5,6

Practice Problems on page 68-69: 1,2,3,4,5,8,11

Chapter 3 - Due 6.20.14

You are only responsible for the following sections:

Qualitative Questions on page 102: 2,3

Practice Problems on page 104: 29,32,35,37,40,41

Chapter 4 - Due 6.20.14

You are only responsible for the following sections:

Qualitative Questions on page 139: 2,10,11

No Practice Problems from chapter 4

Chapter 5 - Due 6.27.14

You are only responsible for the following sections:

Qualitative Questions on page 173: 2,5,10

Practice Problems on page 174: 3,4,5(a,b),12

Chapter 6 - Due 6.27.14

You are only responsible for the following sections:

Qualitative Questions on page 210: 2,3,7,8

No Practice Problems from chapter 6

Chapter 7 - Due 7.4.14

You are only responsible for the following sections:

Qualitative Questions on page 241: 1,4,7,11,13

No Practice Problems from chapter 7

Chapter 8 - Due 7.18.14

You are only responsible for the following sections:

Qualitative Questions on page 283: 4,6,9

Practice Problems from chapter 8

Chapter 9 - Due 7.18.14

You are only responsible for the following sections:

Qualitative Questions on page 307: 1,2,3

No Practice Problems from the text in chapter 9

Chapter 11 - Due 7.25.14

You are only responsible for the following sections:

Qualitative Questions on page 372: 4,8,11,14

No Practice Problems from the text in chapter 11

Chapter 13 - Due 7.25.14

You are only responsible for the following sections:

Qualitative Questions on page 432: 2,8,12,14

No Practice Problems from the text in chapter 13

Chapter 17 - Due 8.1.14

Please read the entire chapter, except:

Qualitative Questions on page 552: 2,6,7,10,18,20

No Practice Problems from the text in chapter 17

Chapter 19 - Due 8.7.14

Please read the entire chapter

Qualitative Questions on page 592: 4,5,9,15

 

Practice Problems Solutions

Chapter 2

Chapter 3

Chapter 5

Quizzes

Q1 (Blank)

Q1 (Solutions)

Q2 (Blank)

Q2 (Solutions)

Q3 (Blank)

Q3 (Solutions)

Financial Policy Management - FINC 680

Syllabus

Reading Assignments

Chapter 1 - 1.22.15

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 17: 3,6,7,12

Chapter 2 - 1.22.15

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 42: 1,3,6,7,9

Chapter 3 - 1.29.15

Pay special attention to:

Not responsible for:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 83: 7,9

Here are the ratios you are responsible for from each section:

Liquidity - CR, NWC, QR, Interval Measure

L/T Solvency - Debt Ratio (the text refers to this as the "total debt ratio"), Debt-to-Equity Ratio, EM, TIE

Asset Mgmt - Inventory TO, Total Asset TO, Days' Sales in Inventory, Receivables TO, Days' Sales in Receivables

Profitability - PM, ROE, ROA

Market Value - P/E, M/B

Chapter 5 - Due 2.5.15

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 143: #2, #3, #8, #10

Chapter 6 - Due 2.5.15

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 181: #4, #5, #11

Chapter 7 - Due 3.5.15

Pay special attention to:

Not responsible for:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 228: #5 (only the call provision), #6, #10

Chapter 8 - Due 3.12.15

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 259: #1, #2, #14 

Chapter 9 - Due 3.26.15

Pay special attention to:

Not Responsible for:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 297: #6, #7, #8 

Chapter 13 - Due 4.9.15

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 442: #1, #3, #5 

Chapter 14 - Due 4.16.15

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 476: #1 and #4 

Chapter 16 - Due 4.23.15

Pay special attention to:

Not Responsible for:

Practice Problems

Chapter 2: 6,7,8,9,11,12,13,19

Chapter 3: 1,2,7,8,18,22

Chapter 5: 2,3,6,7,10,12

Chapter 6: 1,4,12,19,24,25,26,36,40,43,45,49,52,57,59,61

Chapter 7: 1,3,4,6,8,12,17,22,26a,b,29,30,31

Challenging Bond Problems

Chapter 8: 1,2,5,7,8,15,17,18,20,22,32,34

Challenging Stock Problems

Chapter 9: 1,7,8,17

Chapter 13: 2,3,4,7,10,11,23a,b,24

Chapter 14: 1,2,6 (embedded cost means coupon),7,8,11,13,15,16

Chapter 16: 1,4,10,11,12,14,15

Practice Problems Solutions

Chapter 2 - Practice

Chapter 3 - Practice

Chapter 5 - Practice

Chapter 6 - Practice

Chapter 6 - Numbers 52 & 59

Chapter 6 - Numbers 57 & 61

Chapter 7 - Practice

Chapter 7 - Numbers 29, 30, 31

Challenging Bond Problems

Challenging Stock Problems

Chapter 8 - Practice

Chapter 8 - Numbers 20, 22, 32, 34

Chapter 9 - Practice

Chapter 13 - Practice

Chapter 14 - Practice

Chapter 16 - Practice

YouTube Videos

TVM Calculator Practice #1

TVM Calculator Practice #2

Bond Math

Chapter 6 - Problem #49

Chapter 6 - Problem #52

Chapter 7 - Problem #31

Chapter 8 - Problem #15

Chapter 8 - Problem #22

Chapter 8 - Problem #34 (the first half of this video is #31 from chapter 7, and the second half is #34 from chapter 8)

NPV & IRR Calculations in the Calculator

Chapter 13 - Problem #24

Chapter 14 - Problem #13

Chapter 14 - Problem #15

Chapter 16 - Problem #4

Chapter 16 - Extra problem from a previous exam (I would suggest opening the video..copying down the problem without the solution first.  Try to work it yourself before you see how I solve it.)

Homework Solutions

HW #1

Quiz Solutions

Quiz #3

Previous Semester Exam Solutions

Previous Exam1 - #1 (Blank)

Previous Exam1 - #2 (Blank)

Previous Exam1 - #3 (Blank)

Previous Exam1 - #1

Previous Exam1 - #2

Previous Exam1 - #3

Previous Exam2 - #1 (Blank)

Previous Exam2 - #2 (Blank)

Previous Exam2 - #1

Previous Exam2 - #1 (Problem #9)

Previous Exam2 - #2

Previous Exam3 - Blank

Previous Exam3

Previous Exam3 - #2 (Blank)

Previous Exam3 - #2

Exam Solutions

Spring 2015 - Exam #1

Spring 2015 - Exam #2

Other