Dr. James Schultz - Fall 2013 Course Materials

Principles of Finance - FINC 311

Syllabus

Reading Assignments

Chapter 1 - Due 1.20.14

Pay special attention to:

When you finish this chapter, you should be able to answer #5, #8, #10, #15 in the "Questions" on page 19

Chapter 2 - Due 1.22.14

Pay special attention to:

Not responsible for:

When you finish this chapter, you should be able to answer #5, #6, #9, #12 in the "Questions" on page 38

Chapter 3 - Due 1.27.14

Pay special attention to:

Not responsible for:

When you finish this chapter, you should be able to answer #2, #5, #7, #10 in the "Questions" on page 67

You are NOT responsible for the following ratios from chapter 3 (all others you should study): ACP, A/R Turnover, APP, A/P Turnover, Fixed Asset TO, Sales to Working Capital, Fixed-charge Coverage Ratio

For the DuPont Analysis on page 59, you only need to study/understand this interpretation of the ratio: ROE = PM x TATO x EM

Chapter 4 - Due 2.3.14

When you finish this chapter, you should be able to answer #2, #3, #4, #6 in the "Questions" on page 90 

Chapter 5 - Due 2.3.14

When you finish this chapter, you should be able to answer #1, #5, #9 in the "Questions" on page 115 

Chapter 6 - Due 2.24.14

Not responsible for:

When you finish this chapter, you should be able to answer #1, #5, #12 in the "Questions" on page 146

Chapter 7 - Due 3.10.14

When you finish this chapter, you should be able to answer #5, #10, #13 in the "Questions" on page 172 

Chapter 8 - Due 3.24.14

Not responsible for:

When you finish this chapter, you should be able to answer #8, #9 in the "Questions" on page 200

Chapter 10 - Due 4.7.14

Not responsible for:

When you finish this chapter, you should be able to answer #1, #4, and #9 in the "Questions" on page 246

Chapter 9 - Due 4.14.14

When you finish this chapter, you should be able to answer #4, #5, and #10 in the "Questions" on page 221

Chapter 11 - Due 4.21.14

Not responsible for:

When you finish this chapter, you should be able to answer #1 and #4 in the "Questions" on page 268

Chapter 13 -

Not responsible for:

Practice Problems

Chapter 2: 3,4,5,7,13,14

Chapter 3: 5,6,7(pm,roe,roa),11,12,15,19,20,22,23,24

Chapter 4: 4,9,11,15,17,21,23,29,33,39

Chapter 5: 3,5,7,10,19,20,21,23,32,33,41,45,46,47

Combined 4/5 Problems: 1,3,7

Chapter 6: 13,14,21,22,23,25,27,28

Chapter 7: 19-22,27,29,33,34

Chapter 10: 1,2,3,5,7,9,18,21,23

Chapter 11: 1,3,10,13,15,18,19

Chapter 13: 1,2,8,9,19

Extra TVM Practice

Extra Financial Statement Practice

Extra Bond Practice (Blank)

Extra Stock Practice (Blank)

Extra E(R) + Standard Deviation Practice (Blank)

Practice Problems Solutions

Chapter 2

Chapter 3

Chapter 4

Chapter 5

Chapter 4 & 5 Combo Problems

Chapter 6

Chapter 7

Extra Bond Practice (Solutions)

Extra Stock Practice (Solutions)

Quiz Solutions

Quiz 3

Quiz 5

Previous Exams

Exam #1 (Blank)

Exam #1 (Solutions)

Exam #2 (Blank)

Exam #2 (Solutions)

YouTube Videos

TVM Calculator Practice #1

TVM Calculator Practice #2

Extra TVM - Retirement

Extra TVM - Bob's Mortgage

Chapter 3 - Problem #20

Chapter 4 - Problem #39

Chapter 5 - Problem #45

Chapter 6 - Problem #25

Chapter 6 - Bond Math

Chapter 7 - Problem #29

Exam Solutions

Spring 2014 - Exam #1

Spring 2014 - Exam #2

 

Investments - FINC 512

Syllabus

Reading Assignments

Chapter 1 - Due 1.27.14

Please read the entire chapter

When you finish this chapter, you should be able to answer all 6 questions in the "Basic" section on page 23

Chapter 3 - Due 1.27.14

Pay special attention to:

When you finish this chapter, you should be able to answer #4, #6, #7, #9 in the "Basic" section on page 79

Chapter 13 - Due 2.3.14

Pay special attention to:

When you finish this chapter, you should be able to answer #1, #3 in the "Basic" section on page 436

Technical Analysis - Due 2.10.14

Go to babypips.com and read through grades 1-4 in their "school" section (this is a currency/foreign exchange website, but their discussion on TA is outstanding.)

Pay special attention to: 

Chapter 15 - Due 2.24.14

Pay special attention to:

Not responsible for:

When you finish this chapter, you should be able to answer #1  in the "Basic" section on page 511

Chapter 16 - Due 2.24.14

From this chapter, you are only responsible for:

When you finish this chapter, you should be able to answer #4  in the "Basic" section on page 552

Chapter 17 - Due 3.24.14

Pay special attention to:

Not responsible for:

When you finish this chapter, you should be able to answer #6 and #7  in the "Basic" section on page 589

Chapter 2 - Due 3.24.14

Pay special attention to:

When you finish this chapter, you should be able to answer #2, #4, #8  in the "Basic" section on page 50

Chapter 5 - Due 3.31.14

Pay special attention to:

When you finish this chapter, you should be able to answer #1 and #4 in the "Basic" section on page 141

Chapter 6 - Due 4.7.14

Pay special attention to:

Not responsible for"

When you finish this chapter, you should be able to answer #1, #2 and #4 in the "Basic" section on page 183

Practice Problems

Chapter 3: 15-21, 23

LOB Practice #1

LOB Practice #2

Chapter 13: 5,7,10,13,14,15,16,18,19

Exchange Rate Practice

Chapter 15: 5,6,7,10,12,13,15,27(b,c)

Chapter 16: 1,2,3

Extra Options #1

Extra Options #2

Extra Options #3

Chapter 5: 5, 12(a,b,c),13,14,1 (from CFA section)

Chapter 5 Extra Practice

Practice Problems Solutions

Chapter 3

Chapter 13

Chapter 15

LOB Practice #1

LOB Practice #2

Exchange Rate Practice

Extra Options #1

Extra Options #2

Extra Options #3

Chapter 5

Chapter 5 Extra Practice

Quiz Solutions

Quiz #2 - Margin Problem

Quiz #3 - Stock Valuation

Quiz #4 - Exhange Rate + Options

Previous Exams

Midterm

Midterm Solution

Main ToS Project

ToS Project Guidelines

Trade Report Template

Average FA Example

Great FA Example

Average TA Example

Great TA Example

Link to create Think or Swim papermoney account: https://www.thinkorswim.com/tos/displayPage.tos?webpage=paperMoney

Smaller Projects

Earnings Calls Guidelines

Link to Chipotle Call on 4/17

Link to Coke Call on 4/15

Covariance Template

YouTube Video Links

Buying/Selling stock in ToS: http://www.youtube.com/watch?v=Z6XOFq2PA0w

Basic chart settings in ToS: http://www.youtube.com/watch?v=HWdEd5Z2b0E

Understanding your account statement in ToS: http://www.youtube.com/watch?v=ka3ft5eQZ_U

Fundamental Analysis Example #1: http://www.youtube.com/watch?v=HM-LW-i_BUw

Fundamental Analysis Example #2 (Earnings Call): http://www.youtube.com/watch?v=fb7q0aqcu_4

Technical Analysis Example #1 (Support and Resistance): http://www.youtube.com/watch?v=0-IYrLAx60U

How to set up OCO orders: http://www.youtube.com/watch?v=JvbexumZlwQ

Trading Options: http://www.youtube.com/watch?v=k67_oUTQiUw

Futures

Gold: http://www.cmegroup.com/trading/metals/precious/gold_contract_specifications.html

Oil: http://www.cmegroup.com/trading/energy/crude-oil/light-sweet-crude_contract_specifications.html

Exam Solutions

Midterm UG

Midterm G

 

Financial Policy Management - FINC 680

Syllabus

Reading Assignments

Chapter 1 - Due 1.21.14

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 17: 3,6,7,12

Chapter 2 - Due 1.28.14

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 42: 1,3,6,7,9

Chapter 3 - Due 1.28.14

Pay special attention to:

Not responsible for:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 83: 7,9

Here are the ratios you are responsible for from each section:

Liquidity - CR, NWC, QR, Interval Measure

L/T Solvency - Debt Ratio (the text refers to this as the "total debt ratio"), Debt-to-Equity Ratio, EM, TIE

Asset Mgmt - Inventory TO, Total Asset TO, Days' Sales in Inventory, Receivables TO, Days' Sales in Receivables

Profitability - PM, ROE, ROA

Market Value - P/E, M/B

Chapter 5 - Due 2.4.14

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 143: #2, #3, #8, #10

Chapter 6 - Due 2.4.14

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 181: #4, #5, #11

Chapter 7 - Due 2.25.14

Pay special attention to:

Not responsible for:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 228: #5 (only the call provision), #6, #10

Chapter 8 - Due 3.11.14

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 259: #1, #2, #14 

Chapter 9 - Due 3.25.14

Pay special attention to:

Not Responsible for:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 297: #6, #7, #8 

Chapter 13 - Due 4.15.14

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 442: #1, #3, #5 

Chapter 14 - Due 4.15.14

Pay special attention to:

When you finish reading this chapter, you should be able to answer the following Review/Critical Thinking Questions on page 476: #1 and #4 

Chapter 16 -

Pay special attention to:

Not Responsible for:

Practice Problems

Chapter 2: 6,7,8,9,11,12,13,19

Chapter 3: 1,2,7,8,18,22

Chapter 5: 2,3,6,7,10,12

Chapter 6: 1,4,12,19,24,25,26,36,40,43,45,49,52,59

Chapter 7: 1,3,4,6,8,12,17,22,26a,b,29,30,31

Chapter 8: 1,2,5,7,8,15,17,18,20,22,32,34

Chapter 9: 1,7,8,17

Chapter 13: 2,3,4,7,10,11,23a,b,24

Chapter 14: 1,2,6 (embedded cost means coupon),7,8,11,15,16

Chapter 16: 1,4,10,11,12,14,15

Practice Problems Solutions

Chapter 2 - Practice

Chapter 3 - Practice

Chapter 5 - Practice

Chapter 6 - Practice

Chapter 6 - Numbers 52 & 59

Chapter 7 - Practice

Chapter 7 - Numbers 29, 30, 31

Chapter 8 - Practice

Chapter 8 - Numbers 20, 22, 32, 34

Chapter 9 - Practice

Chapter 13 - Practice

YouTube Videos

TVM Calculator Practice #1

TVM Calculator Practice #2

Bond Math

Chapter 7 - Problem #31

Homework Solutions

HW #1

Quiz Solutions

Quiz #3

Previous Semester Exam Solutions

Previous Exam1 - #1 (Blank)

Previous Exam1 - #2 (Blank)

Previous Exam1 - #1

Previous Exam1 - #2

Previous Exam2 - #1 (Blank)

Previous Exam2 - #2 (Blank)

Previous Exam2 - #1

Previous Exam2 - #2

Exam Solutions

Spring 2014 - Exam #1

Spring 2014 - Exam #2

Other